As an Investment Adviser Representative (“IAR”) seeking to participate in Eventide’s “Find an Investment Adviser” directory (the “Directory”), you are required to review and certify the statements below. It is your responsibility to update Eventide promptly in writing if and when you can no longer certify to any of the below statements.
I hereby certify to Eventide the following:
- I am actively registered at the state level as an investment adviser representative with a registered investment adviser
- I have experience with values-based investing via Eventide’s Investment Consulting Group (“ICG”)
- I have obtained a values-based illustration or target risk illustration from Eventide’s Investment Consulting Group an ICG portfolio illustration example within the last 36 months
- I have indicated whether or not I currently apply faith-based considerations in providing financial advice to clients
- I manage investments for at least 5 clients using values-based solutions holistically (i.e., seeking to apply my clients’ values in constructing a full portfolio for them)
- I have attended an Eventide Due Diligence Event or a Discover Eventide event within the last 36 months
- I can access at least two (2) Eventide investment products as investment options for my clients, if appropriate
- I have reviewed my firm’s procedures and rules, and I am authorized to appear in the Directory
- I am not ineligible related to:
- Disqualifying events under Rule 206(4)-1 of the Investment Advisers Act of 1940 (the “Act”); or
- “Bad Actor” disqualification under Rule 506(d) under Regulation D of the Securities Act of 1933.
Directory users will be able to search and sort IARs based on certain criteria. To help ensure that you are visible in Directory searches and that your listing provides your preferred information, please provide the following: