Mutual Fund Forms

Use this form to add or change account preferences and options on your existing mutual fund account.

Use this form to establish an Automatic Investment Plan (AIP) on your account. An AIP allows you to add regularly to your mutual fund account by authorizing us to deduct money directly from your checking or savings account on a periodic basis.

To help the government fight financial crime, federal regulation requires certain financial institutions to obtain, verify, and record information about the beneficial owners of legal entity customers. This form facilitates meeting these requirements.

Use this form to add or change beneficiaries on your retirement account(s).

Use this form to establish a Transfer on Death (TOD) on your account.

Use this form to request a one-time distribution, establish a Systematic Withdrawal Plan (SWP) on your account or request a Removal of Excess or a Conversion/Recharacterization.

Use this form to communicate instructions about your mutual funds account.

Use this form to authorize another person, known as an agent, to conduct transactions on your accounts.

Ultimus Fund Solutions, LLC ("Ultimus") requires this form to be completed by the Attorney-in-Fact named under the Power of Attorney and submitted along with a full and complete copy of the Power of Attorney as well as any applicable riders or addendums.

Use this form to request a one-time distribution, establish a Systematic Withdrawal Plan (SWP) or request an exchange for non-retirement accounts.

Complete this application to establish a new Education Savings Account.

Complete this application to establish a new Traditional IRA or Roth IRA. This application must be preceded or accompanied by a current IRA Disclosure Statement and Custodial Agreement.

Complete this form only if you are transferring assets directly to a new or existing Eventide Funds IRA, converting from a Traditional IRA to a Roth IRA, transferring from an existing Roth IRA, rolling over a Roth IRA, or you are requesting a direct rollover from an employer sponsored plan.

Complete this form to apply for a new account.

Complete this form only if you are transferring assets directly to a new or existing non-qualified (non-IRA) account with Eventide Funds (the “Fund”). Please complete a separate form for each account you wish to transfer.

Complete this application to establish a new SIMPLE IRA. This application must be preceded or accompanied by a current Disclosure Statement and Custodial Agreement.